Downloads

Downloads

If you need a hand completing any of these forms, give our team a call on 1300 130 545 and we will be happy to help. Alternatively, email us for more information.

Sequoia Direct Forms

pdf_8 Sequoia Direct’s Terms and Conditions

pdf_8 Sequoia Direct’s Financial Services Guide

D2MX Documents

pdf_8 D2MX Terms and Conditions

pdf_8 D2MX Disclosure Statement

pdf_8 D2MX Financial Services Guide

Other Forms

pdf_8 100 Point Identification – AML/CTF Checklist

pdf_8 Off Market Transfer Form

pdf_8 Change of Contact Details Form

pdf_8 Registered Holder Collateral Cover Authorisation Form

pdf_8 Broker to Broker Transfer Form

pdf_8  Sequoia AM Licensee Terms and Conditions

Shares, Options and Warrants

pdf_8 Application Form

pdf_8 One-Off Trade Agreement Form

pdf_8 Warrants Agreement

pdf_8 Sequoia Direct Wholesale Client Declaration

Pershing Securities Australia Pty Ltd

pdf_8 Pershing Securities Disclosure Statement

pdf_8 Pershing Securities’s Explanation of CHESS Sponsorship Agreement & Pershing Securities Sponsorship Agreement

pdf_8 Pershing Securities Derivatives Client Agreement

pdf_8 Pershing Securities Privacy Statements

pdf_8 Pershing Securities Financial Services Guide

Cash Management Accounts

Macquarie Bank Limited

pdf_8 Cash Management Account PIS

pdf_8 Cash Management Account Application Forms

pdf_8 Third Party Authority for existing CMA

pdf_8 Individual ID Form

pdf_8 Trust ID Form

pdf_8 Company ID Form

Adelaide Managed Funds

pdf_8 Cash Management Account PDS

pdf_8 Cash Management Account Application Forms

pdf_8 Authorised Operator Authority for existing CMA

BWA Managed Investments

pdf_8 Cash Management Account PIS

pdf_8 Cash Management Account Application Form – Personal

pdf_8 Cash Management Account Application Form – Business

pdf_8 Cash Management Account Application Form – Trust

pdf_8 Individual ID Check Form

pdf_8 Trust ID Check Form

pdf_8 Company ID Check Form

pdf_8 Third Party Authority Form

Margin Lending

Leveraged Equities

pdf_8 Margin Lending Product Guide

pdf_8 Margin Lending PDS

pdf_8 Margin Lending Application

pdf_8 Margin Lending – Exchange Traded Options Plus Application

pdf_8 Margin Lending – Advisor Authority Form

pdf_8 Direct Credit of Dividends & Distribution

pdf_8 Margin Loan – Approved Shares

Short Selling

pdf_8 Short Selling Account Application

pdf_8 Leveraged Equities Short Plus Product Guide

pdf_8 Leveraged Equities Short Plus Approved Securities List

Rules & Regulations

You do need to read and understand our disclosure documents and information published by the ASX. Here’s a simple list of the information you need to read before trading with Trader Direct:

pdf_8 ASX booklet “Getting Started in Shares“

pdf_8 ASX booklet “Understanding Options Trading“

pdf_8 ASX booklet “Understanding Trading and Investment Warrants“

pdf_8 CHESS – Clearing House electronic Subregister System

Resources

pdf_8 Centreboard Strategy IM